Assets under management

What's recorded

Each AUM record is a client_summary event: a date, a currency, and one row per client type with the number of clients and the regulated assets held for them. get_company_aum returns the latest. get_company_aum_history returns the series, newest first.

Totals

The raw rows carry no total. The history tool adds total_regulatory_aum and total_clients per record and the change from the record before.

Restated records

Firms often restate the same figures in an amendment. When a record matches the one before it exactly, the history tool sets restates_previous_filing: true so a run of identical totals reads as what it is.

Client types added or removed

A client type that appears or disappears between two records changes the total with no real change in assets. The history tool lists those rows in client_types_added and client_types_removed, so a sudden drop can be explained before it's reported.